This document provides guidance based on ISO\/IEC 27002:2013 applied to process control systems used by the energy utility industry for controlling and monitoring the production or generation, transmission, storage and distribution of electric power, gas, oil and heat, and for the control of associated supporting processes. This includes in particular the following:<\/p>\n
central and distributed process control, monitoring and automation technology as well as information systems used for their operation, such as programming and parameterization devices;<\/p>\n<\/li>\n
digital controllers and automation components such as control and field devices or Programmable Logic Controllers (PLCs), including digital sensor and actuator elements;<\/p>\n<\/li>\n
all further supporting information systems used in the process control domain, e.g. for supplementary data visualization tasks and for controlling, monitoring, data archiving, historian logging, reporting and documentation purposes;<\/p>\n<\/li>\n
communication technology used in the process control domain, e.g. networks, telemetry, telecontrol applications and remote control technology;<\/p>\n<\/li>\n
Advanced Metering Infrastructure (AMI) components, e.g. smart meters;<\/p>\n<\/li>\n
measurement devices, e.g. for emission values;<\/p>\n<\/li>\n
digital protection and safety systems, e.g. protection relays, safety PLCs, emergency governor mechanisms;<\/p>\n<\/li>\n
energy management systems, e.g. of Distributed Energy Resources (DER), electric charging infrastructures, in private households, residential buildings or industrial customer installations;<\/p>\n<\/li>\n
distributed components of smart grid environments, e.g. in energy grids, in private households, residential buildings or industrial customer installations;<\/p>\n<\/li>\n
all software, firmware and applications installed on above-mentioned systems, e.g. DMS (Distribution Management System) applications or OMS (Outage Management System);<\/p>\n<\/li>\n
any premises housing the above-mentioned equipment and systems;<\/p>\n<\/li>\n
remote maintenance systems for above-mentioned systems.<\/p>\n<\/li>\n<\/ul>\n
This document does not apply to the process control domain of nuclear facilities. This domain is covered by IEC 62645.<\/p>\n
This document also includes a requirement to adapt the risk assessment and treatment processes described in ISO\/IEC 27001:2013 to the energy utility industry-sector\u2013specific guidance provided in this document.<\/p>\n
| PDF Pages<\/th>\n | PDF Title<\/th>\n<\/tr>\n | ||||||
|---|---|---|---|---|---|---|---|
| 2<\/td>\n | undefined <\/td>\n<\/tr>\n | ||||||
| 5<\/td>\n | European foreword Endorsement notice <\/td>\n<\/tr>\n | ||||||
| 11<\/td>\n | Foreword <\/td>\n<\/tr>\n | ||||||
| 12<\/td>\n | 0 Introduction <\/td>\n<\/tr>\n | ||||||
| 15<\/td>\n | 1 Scope 2 Normative references <\/td>\n<\/tr>\n | ||||||
| 16<\/td>\n | 3 Terms and definitions <\/td>\n<\/tr>\n | ||||||
| 18<\/td>\n | 4 Structure of the document 4.1 General 4.2 Refinement of ISO\/IEC 27001:2013 requirements 4.3 Energy utility industry specific guidance related to ISO\/IEC 27002:2013 5 Information security policies 6 Organization of information security 6.1 Internal organization 6.1.1 Information security roles and responsibilities <\/td>\n<\/tr>\n | ||||||
| 19<\/td>\n | 6.1.2 Segregation of duties 6.1.3 Contact with authorities 6.1.4 Contact with special interest groups 6.1.5 Information security in project management 6.1.6 ENR \u2013 Identification of risks related to external parties <\/td>\n<\/tr>\n | ||||||
| 20<\/td>\n | 6.1.7 ENR \u2013 Addressing security when dealing with customers 6.2 Mobile devices and teleworking 6.2.1 Mobile device policy <\/td>\n<\/tr>\n | ||||||
| 21<\/td>\n | 6.2.2 Teleworking 7 Human resource security 7.1 Prior to employment 7.1.1 Screening <\/td>\n<\/tr>\n | ||||||
| 22<\/td>\n | 7.1.2 Terms and conditions of employment 7.2 During employment 7.2.1 Management responsibilities 7.2.2 Information security awareness, education and training 7.2.3 Disciplinary process 7.3 Termination and change of employment 8 Asset management 8.1 Responsibility for assets 8.1.1 Inventory of assets <\/td>\n<\/tr>\n | ||||||
| 23<\/td>\n | 8.1.2 Ownership of assets 8.1.3 Acceptable use of assets 8.1.4 Return of assets 8.2 Information classification 8.2.1 Classification of information <\/td>\n<\/tr>\n | ||||||
| 24<\/td>\n | 8.2.2 Labelling of information 8.2.3 Handling of assets 8.3 Media handling 9 Access control 9.1 Business requirements of access control 9.1.1 Access control policy 9.1.2 Access to networks and network services <\/td>\n<\/tr>\n | ||||||
| 25<\/td>\n | 9.2 User access management 9.2.1 User registration and de-registration 9.2.2 User access provisioning 9.2.3 Management of privileged access rights 9.2.4 Management of secret authentication information of users 9.2.5 Review of user access rights 9.2.6 Removal or adjustment of access rights 9.3 User responsibilities 9.3.1 Use of secret authentication information <\/td>\n<\/tr>\n | ||||||
| 26<\/td>\n | 9.4 System and application access control 9.4.1 Information access restriction 9.4.2 Secure log-on procedures 9.4.3 Password management system 9.4.4 Use of privileged utility programs 9.4.5 Access control to program source code 10 Cryptography 10.1 Cryptography controls 10.1.1 Policy on the use of cryptographic controls 10.1.2 Key management <\/td>\n<\/tr>\n | ||||||
| 27<\/td>\n | 11 Physical and environmental security 11.1 Secure areas 11.1.1 Physical security perimeter 11.1.2 Physical entry controls 11.1.3 Securing offices, rooms and facilities 11.1.4 Protecting against external and environmental threats 11.1.5 Working in secure areas 11.1.6 Delivery and loading areas 11.1.7 ENR \u2013 Securing control centres <\/td>\n<\/tr>\n | ||||||
| 28<\/td>\n | 11.1.8 ENR \u2013 Securing equipment rooms <\/td>\n<\/tr>\n | ||||||
| 29<\/td>\n | 11.1.9 ENR \u2013 Securing peripheral sites <\/td>\n<\/tr>\n | ||||||
| 30<\/td>\n | 11.2 Equipment 11.2.1 Equipment siting and protection 11.2.2 Supporting utilities 11.2.3 Cabling security 11.2.4 Equipment maintenance 11.2.5 Removal of assets <\/td>\n<\/tr>\n | ||||||
| 31<\/td>\n | 11.2.6 Security of equipment and assets off-premises 11.2.7 Secure disposal or re-use of equipment 11.2.8 Unattended user equipment 11.2.9 Clear desk and clear screen policy 11.3 ENR \u2013 Security in premises of external parties 11.3.1 ENR \u2013 Equipment sited on the premises of other energy utility organizations <\/td>\n<\/tr>\n | ||||||
| 32<\/td>\n | 11.3.2 ENR \u2013 Equipment sited on customer\u2019s premises 11.3.3 ENR \u2013 Interconnected control and communication systems 12 Operations security 12.1 Operational procedures and responsibilities 12.1.1 Documented operating procedures <\/td>\n<\/tr>\n | ||||||
| 33<\/td>\n | 12.1.2 Change management 12.1.3 Capacity management 12.1.4 Separation of development, testing and operational environments 12.2 Protection from malware 12.2.1 Controls against malware <\/td>\n<\/tr>\n | ||||||
| 34<\/td>\n | 12.3 Back-up 12.4 Logging and monitoring 12.4.1 Event logging 12.4.2 Protection of log information 12.4.3 Administrator and operator logs 12.4.4 Clock synchronization 12.5 Control of operational software 12.5.1 Installation of software on operational systems <\/td>\n<\/tr>\n | ||||||
| 35<\/td>\n | 12.6 Technical vulnerability management 12.6.1 Management of technical vulnerabilities 12.6.2 Restrictions on software installation 12.7 Information systems audit considerations 12.8 ENR \u2013 Legacy systems 12.8.1 ENR \u2013 Treatment of legacy systems <\/td>\n<\/tr>\n | ||||||
| 36<\/td>\n | 12.9 ENR \u2013 Safety functions 12.9.1 ENR \u2013 Integrity and availability of safety functions 13 Communications security 13.1 Network security management 13.1.1 Network controls 13.1.2 Security of network services 13.1.3 Segregation in networks <\/td>\n<\/tr>\n | ||||||
| 37<\/td>\n | 13.1.4 ENR \u2013 Securing process control data communication 13.1.5 ENR \u2013 Logical connection of external process control systems <\/td>\n<\/tr>\n | ||||||
| 38<\/td>\n | 13.2 Information transfer 14 System acquisition, development and maintenance 14.1 Security requirements of information systems 14.1.1 Information security requirements analysis and specification 14.1.2 Securing application services on public networks 14.1.3 Protecting application services transactions 14.2 Security in development and support processes 14.2.1 Secure development policy 14.2.2 System change control procedures 14.2.3 Technical review of applications after operating platform changes 14.2.4 Restrictions on changes to software packages 14.2.5 Secure system engineering principles 14.2.6 Secure development environment 14.2.7 Outsourced development <\/td>\n<\/tr>\n | ||||||
| 39<\/td>\n | 14.2.8 System security testing 14.2.9 System acceptance testing 14.2.10 ENR \u2013 Least functionality 14.3 Test data 15 Supplier relationships 15.1 Information security in supplier relationships 15.1.1 Information security policy for supplier relationships 15.1.2 Addressing security within supplier agreements 15.1.3 Information and communication technology supply chain <\/td>\n<\/tr>\n | ||||||
| 40<\/td>\n | 15.2 Supplier service delivery management 16 Information security incident management 16.1 Management of information security incidents and improvements 16.1.1 Responsibilities and procedures 16.1.2 Reporting information security events 16.1.3 Reporting information security weaknesses 16.1.4 Assessment of and decision on information security events 16.1.5 Response to information security incidents 16.1.6 Learning from information security incidents 16.1.7 Collection of evidence 17 Information security aspects of business continuity management 17.1 Information security continuity 17.2 Redundancies 17.2.1 Availability of information processing facilities <\/td>\n<\/tr>\n | ||||||
| 41<\/td>\n | 17.2.2 ENR \u2013 Emergency communication <\/td>\n<\/tr>\n | ||||||
| 42<\/td>\n | 18 Compliance 18.1 Compliance with legal and contractual requirements 18.1.1 Identification of applicable legislation and contractual requirements 18.1.2 Intellectual property rights 18.1.3 Protection of records 18.1.4 Privacy and protection of personally identifiable information 18.1.5 Regulation of cryptographic controls 18.2 Information security reviews 18.2.1 Independent review of information security 18.2.2 Compliance with security policies and standards <\/td>\n<\/tr>\n | ||||||
| 43<\/td>\n | 18.2.3 Technical compliance review <\/td>\n<\/tr>\n | ||||||
| 44<\/td>\n | Annex A (normative) Energy utility industry specific reference control objectives and controls <\/td>\n<\/tr>\n | ||||||
| 47<\/td>\n | Bibliography <\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":" Information technology. Security techniques. Information security controls for the energy utility industry<\/b><\/p>\n |