ASME BPVC XI 2 2023
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ASME BPVC.XI.2-2023 Section XI, Rules for Inservice Inspection of Nuclear Reactor Facility Components, Division 2, Requirements for Reliability and Integrity Management (RIM) Programs for Nuclear Reactor Facilities
Published By | Publication Date | Number of Pages |
ASME | 2023 | 151 |
Provides requirements to maintain the nuclear power plant while in operation and to return the plant to service following plant outages. The rules require a mandatory program to evidence adequate safety and manage deterioration and aging effects. The rules also stipulate duties of the Authorized Nuclear Inservice Inspector to verify that the mandatory program has been completed, permitting the plant to return to service in a safe and expeditious manner. Application of this Section begins when the requirements of the construction code have been satisfied. DIVISION 2 This Division provides the requirements for the creation of the Reliability and Integrity Management (RIM) Program for advanced nuclear reactor designs. The RIM Program addresses the entire life cycle for all types of nuclear power plants, it requires a combination of monitoring, examination, tests, operation, and maintenance requirements that ensures each Structure, System, and Component (SSC) meets plant risk and reliability goals that are selected for the RIM Program.
PDF Catalog
PDF Pages | PDF Title |
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5 | TABLE OF CONTENTS |
10 | List of Sections |
11 | FOREWORD |
13 | STATEMENT OF POLICY ON THE USE OF THE ASME SINGLE CERTIFICATION MARK AND CODE AUTHORIZATION IN ADVERTISING STATEMENT OF POLICY ON THE USE OF ASME MARKING TO IDENTIFY MANUFACTURED ITEMS |
14 | Personnel |
36 | Correspondence With the Committee |
38 | PREFACE TO SECTION XI INTRODUCTION GENERAL |
39 | ORGANIZATION OF SECTION XI 1 DIVISIONS 2 ORGANIZATION OF DIVISION 1 |
40 | 3 ORGANIZATION OF DIVISION 2 |
41 | 4 REFERENCES |
43 | SUMMARY OF CHANGES |
44 | Cross-Referencing in the ASME BPVC |
45 | ARTICLE RIM-1 SCOPE AND RESPONSIBILITY RIM-1.1 Scope RIM-1.2 Jurisdiction RIM-1.3 Components Subject to the Requirements of This Division RIM-1.4 Owner’s Responsibility |
46 | RIM-1.5 Standard Units RIM-1.6 Inspection RIM-1.6.1 Duties of the Inspector and Authorized Nuclear Inservice Inspector Supervisor RIM-1.6.2 Qualification of Authorized Inspection Agencies, Inspectors, and Supervisors RIM-1.6.3 Access for Inspector RIM-1.7 Regulatory Review RIM-1.8 Tolerances |
47 | RIM-1.9 Referenced Standards and Specifications Tables Table RIM-1.9-1 Referenced Standards and Specifications |
48 | ARTICLE RIM-2 RELIABILITY AND INTEGRITY MANAGEMENT (RIM) PROGRAM RIM-2.1 RIM Program Overview RIM-2.1.1 Basis, Objective, and Process RIM-2.1.2 Responsibilities RIM-2.2 RIM Program Scope and Definition RIM-2.3 Degradation Mechanism Assessment (DMA) |
49 | RIM-2.4 Facility and SSC Reliability Target Allocation RIM-2.4.1 Facility-Level Risk and Reliability Targets RIM-2.4.2 SSC-Level Reliability Targets RIM-2.4.3 Scope, Level of Detail, and Technical Adequacy of the PRA RIM-2.5 Identification and Evaluation of RIM Strategies RIM-2.5.1 Identification of RIM Strategies |
50 | RIM-2.5.2 Evaluation of RIM Strategy Impacts on SSC Reliability RIM-2.6 Evaluation of Uncertainties RIM-2.7 RIM Program Implementation RIM-2.7.1 RIM Program Documentation RIM-2.7.2 Inservice Inspection Interval |
51 | RIM-2.7.3 Preservice Inspection RIM-2.7.4 Design Requirements for RIM RIM-2.7.5 Leak Detection System Requirements for RIM RIM-2.7.6 MANDE Requirements for RIM |
53 | RIM-2.7.7 Examination Methods and Volumes RIM-2.8 Performance Monitoring and RIM Program Updates RIM-2.9 Examination Methods RIM-2.9.1 Visual Examinations |
54 | RIM-2.9.2 Surface Examination RIM-2.9.3 Volumetric Examination |
55 | RIM-2.9.4 Alternative Examinations RIM-2.10 Additional Considerations for RIM Program Implementation RIM-2.10.1 Consequence, External Event, and Shutdown Considerations RIM-2.10.2 Principles of Risk-Informed Decision Making |
57 | ARTICLE RIM-3 ACCEPTANCE STANDARDS RIM-3.1 Evaluation of Examination Results and Acceptance Standards |
58 | ARTICLE RIM-4 REPAIR/REPLACEMENT ACTIVITIES RIM-4.1 Scope RIM-4.2 Leakage Test Requirements After a Repair/Replacement Activity RIM-4.2.1 Test Boundaries RIM-4.2.2 Gas Leakage Test RIM-4.2.3 Liquid Leakage Test |
59 | RIM-4.2.4 NDE in Lieu of Leakage Testing RIM-4.2.5 Exemptions From Leakage Tests RIM-4.3 Responsibilities RIM-4.4 Corrective Action RIM-4.5 Records |
60 | ARTICLE RIM-5 SYSTEM LEAKAGE MONITORING AND PERIODIC TESTS RIM-5.1 Scope RIM-5.2 Leakage Monitoring RIM-5.2.1 General RIM-5.2.2 Periodic Leakage Test RIM-5.3 Corrective Action RIM-5.4 Records |
61 | ARTICLE RIM-6 RECORDS AND REPORTS RIM-6.1 Scope RIM-6.2 Documentation Requirements RIM-6.2.1 Owner’s Responsibilities RIM-6.2.2 Owner’s Activity Report, Form OAR-1 RIM-6.2.3 Contracted Repair/Replacement Organization Responsibilities RIM-6.2.4 Owners’ Repair/Replacement Certification Record NIS-2 Responsibilities RIM-6.3 Record Retention RIM-6.3.1 Maintenance of Records RIM-6.3.2 Reproduction, Digitization, and Microfilming RIM-6.3.3 Construction Records RIM-6.3.4 RIM Program Records |
62 | RIM-6.3.5 Repair/Replacement Activity Records |
63 | ARTICLE RIM-7 GLOSSARY RIM-7.1 Terms and Definitions |
65 | RIM-7.2 Acronyms |
66 | MANDATORY APPENDIX I RIM DECISION FLOWCHARTS FOR USE WITH THE RIM PROGRAM ARTICLE I-1 FLOWCHARTS I-1.1 General |
67 | Figures Figure I-1.1-1 Inputs to the RIMEP for NPP Owner’s RIM Program Development |
68 | Figure I-1.1-2 RIM Program Development and Integration |
69 | Figure I-1.1-3 Process for Identifying the SSCs to Be in MANDE Program |
70 | Figure I-1.1-4 Selection of Strategies for SSCs to Meet Reliability Targets |
71 | Figure I-1.1-5 Upper Half Shows Input to MANDEEP for Developing MANDE Specification and Lower Half Shows Process for Evaluating if Section XI, Division 1 Requirements Meet MANDE Specifications |
72 | Figure I-1.1-6 Select, Develop, and Validate Performance Demonstration Approach to Meet SSC Reliability Target |
73 | MANDATORY APPENDIX II DERIVATION OF COMPONENT RELIABILITY TARGETS FROM FACILITY SAFETY REQUIREMENTS ARTICLE II-1 GENERAL REQUIREMENTS II-1.1 SCOPE II-1.2 ADEQUACY OF THE PRA II-1.3 PROCEDURE OVERVIEW |
74 | ARTICLE II-2 DERIVATION OF RELIABILITY TARGETS II-2.1 Facility-Level Safety Requirements II-2.2 Allocation of Reliability Targets II-2.3 Identification of Component Groups II-2.4 Trial Assignment of Reliability Targets II-2.5 Evaluation of Impacts of Reliability Targets on Facility-Level Risk II-2.6 Determination of Reliability Targets |
75 | MANDATORY APPENDIX III OWNER’S RECORD AND REPORT FOR RIM PROGRAM ACTIVITIES ARTICLE III-1 GUIDES TO COMPLETING FORMS III-1.1 Form OAR-1 III-1.2 Form NIS-2 |
76 | Table III-1.1-1 Guide for Completing Form OAR-1 |
77 | MANDATORY APPENDIX IV MONITORING AND NDE QUALIFICATION ARTICLE IV-1 INTRODUCTION IV-1.1 Scope IV-1.2 Methods IV-1.3 Owner’s Monitoring and NDE Expert Panel (MANDEEP) IV-1.3.1 General Responsibilities IV-1.3.2 MANDEEP-Specific Responsibilities |
78 | IV-1.3.3 MANDEEP Qualifications |
79 | ARTICLE IV-2 PERSONNEL QUALIFICATION IV-2.1 Basic Personnel Qualification IV-2.2 Method-Specific or Technique-Specific Personnel Qualifications IV-2.2.1 Data Acquisition Personnel IV-2.2.2 Data Evaluation Personnel |
80 | ARTICLE IV-3 MANDE METHODS AND TECHNIQUES RELIABILITY-BASED QUALIFICATION IV-3.1 General IV-3.2 Determination of the Qualification Requirements IV-3.3 Qualification Process IV-3.3.1 General IV-3.3.2 SSC MANDE Specifications (Figure I-1.1-5) IV-3.3.3 MANDE Technical Justification (Figure I-1.1-6) IV-3.3.4 Levels of Rigor (Figure I-1.1-6) IV-3.3.5 Qualification of NDE Methods and Techniques (Figure I-1.1-6) |
81 | IV-3.3.6 Monitoring Methods and Techniques (Figure I-1.1-6) IV-3.3.7 Qualification Alternatives |
82 | ARTICLE IV-4 MANDE PERFORMANCE DEMONSTRATIONS (FIGURE I-1.1-6) IV-4.1 General IV-4.2 Personnel Performance Demonstration for Monitoring Methods IV-4.3 NDE Personnel Performance Demonstration IV-4.4 Procedure and Equipment Performance Demonstration |
83 | ARTICLE IV-5 RECORDS IV-5.1 General IV-5.2 Records for Methods and Technique Qualification IV-5.3 Records for Personnel Performance Demonstrations |
84 | MANDATORY APPENDIX V CATALOG OF NDE REQUIREMENTS AND AREAS OF INTEREST ARTICLE V-1 EXAMINATION CATEGORIES V-1.1 Initial Consideration Table V-1.1-1 Examination Category A, Pressure-Retaining Welds in Reactor Vessels |
85 | Table V-1.1-2 Examination Category B, Pressure-Retaining Welds in Vessels Other Than Reactor Vessels Table V-1.1-3 Examination Category D, Full-Penetration Welded Nozzles in Vessels |
86 | Table V-1.1-4 Examination Category F, Pressure-Retaining Dissimilar Welds in Vessel Nozzles |
87 | Table V-1.1-5 Examination Category G-1, Pressure-Retaining Bolting Greater Than 2 in. (50 mm) in Diameter |
88 | Table V-1.1-6 Examination Category G-2, Pressure-Retaining Bolting 2 in. (50 mm) or Less in Diameter |
89 | Table V-1.1-7 Examination Category J, Pressure-Retaining Welds in Piping |
90 | Table V-1.1-8 Examination Category K, Welded Attachments for Vessels, Piping, Rotating Equipment, and Valves Table V-1.1-9 Examination Category L-2, Pump Casings; Examination Category M-2, Valve Bodies |
91 | Table V-1.1-10 Examination Category N-1, Interior of Reactor Vessels; Examination Category N-2, Welded Core Support Structures and Interior Attachments to Reactor Vessels; Examination Category N-3, Removable Core Support Structures Table V-1.1-11 Examination Category O, Pressure-Retaining Welds in Control Rod Drive and Instrument Nozzle Housings Table V-1.1-12 Examination Category P, All Pressure-Retaining Components |
92 | Table V-1.1-13 Examination Category F-A, Supports |
93 | MANDATORY APPENDIX VI RELIABILITY AND INTEGRITY MANAGEMENT EXPERT PANEL (RIMEP) ARTICLE VI-1 OVERVIEW VI-1.1 Responsibilities and Qualifications of RIMEP |
94 | MANDATORY APPENDIX VII SUPPLEMENTS FOR TYPES OF NUCLEAR REACTOR FACILITIES ARTICLE VII-1 SUPPLEMENT FOR LIGHT WATER REACTOR–TYPE FACILITIES VII-1.1 Scope VII-1.2 RIM Program — Damage Degradation Assessment VII-1.3 Acceptance Standards VII-1.3.1 Evaluation of Examination Results |
95 | Table VII-1.2-1 Degradation Mechanism Attributes and Attribute Criteria (LWR) |
102 | VII-1.3.2 Supplemental Examinations VII-1.3.3 Acceptance Standards |
103 | VII-1.3.4 Characterization VII-1.3.5 Acceptability VII-1.4 Acceptance Standards for Specific Examination Categories VII-1.4.1 Acceptance Standards for Examination Categories A and B, Pressure-Retaining Welds in Reactor Vessel and Other Vessels Table VII-1.3.3-1 Acceptance Standards |
104 | VII-1.4.2 Acceptance Standards for Examination Category D, Full-Penetration Welds of Nozzles in Vessels |
105 | VII-1.4.3 Acceptance Standards for Examination Category F, Pressure-Retaining Dissimilar Metal Welds in Vessel Nozzles and Category J, Pressure-Retaining Welds in Piping |
106 | VII-1.4.4 Acceptance Standards for Examination Category G-1, Pressure-Retaining Bolting Greater Than 2 in. (50 mm) in Diameter VII-1.4.5 Acceptance Standards for Examination Category K, Welded Attachments for Vessels, Piping, Pumps, and Valves |
107 | VII-1.4.6 Standards for Examination Category G-1, Pressure-Retaining Bolting Greater Than 2 in. (50 mm) in Diameter, and Examination Category G-2, Pressure-Retaining Bolting 2 in. (50 mm) and Less in Diameter VII-1.4.7 Acceptance Standards for Examination Categories L-2 and M-2, Equipment Casings and Valve Bodies |
108 | VII-1.4.8 Acceptance Standards for Examination Category N-1, Interior of Reactor Vessel; Examination Category N-2, Welded Core Support Structures and Interior Attachments to Reactor Vessels; and Examination Category N-3, Removable Core Support Structures VII-1.4.9 Acceptance Standards for Examination Category P, All Pressure-Retaining Components VII-1.4.10 Acceptable Standards for Examination Category O, Pressure-Retaining Welds in Control Rod Drive and Instrument Nozzle Housings |
109 | VII-1.4.11 Acceptance Standards for Examination Category F-A, Component Supports VII-1.5 Analytical Evaluation of Planar Flaws |
110 | VII-1.5.1 Acceptance Criteria for Ferritic Steel Components 4 in. (100 mm) and Greater in Thickness VII-1.5.2 Acceptance Criteria for Ferritic Components Less Than 4 in. (100 mm) in Thickness VII-1.5.3 Analytical Evaluation Procedures and Acceptance Criteria for Flaws in Austenitic and Ferritic Piping |
111 | VII-1.5.4 Evaluation Procedure and Acceptance Criteria for Head Penetration Nozzles of PWR Reactor Vessels |
112 | VII-1.6 Analytical Evaluation of Facility Operating Events VII-1.6.1 Scope VII-1.6.2 Unanticipated Operating Events VII-1.6.3 Fracture Toughness Criteria for Protection Against Failure VII-1.6.4 Operating Facility Fatigue Assessments |
113 | ARTICLE VII-2 SUPPLEMENT FOR LIQUID METAL REACTOR–TYPE FACILITIES |
114 | ARTICLE VII-3 SUPPLEMENT FOR HIGH-TEMPERATURE GAS REACTOR–TYPE FACILITIES VII-3.1 Scope VII-3.2 RIM Program — Damage Degradation Assessment VII-3.3 Acceptance Standards VII-3.3.1 Evaluation of Examination Results |
115 | Table VII-3.2-1 Degradation Mechanism Attributes and Attribute Criteria for High Temperature Gas Reactors |
121 | VII-3.3.2 Supplemental Examinations VII-3.3.3 Acceptance Standards VII-3.3.4 Characterization VII-3.3.5 Acceptability Table VII-3.3.3-1 Acceptance Standards |
122 | VII-3.4 Acceptance Standards for Specific Examination Categories VII-3.4.1 Acceptance Standards for Examination Categories A and B, Pressure-Retaining Welds in Reactor Vessel and Other Vessels VII-3.4.2 Acceptance Standards for Examination Category D, Full Penetration Welds of Nozzles in Vessels |
123 | VII-3.4.3 Acceptance Standards for Examination Category F, Pressure Dissimilar Metal Welds in Vessel Nozzles, and Examination Category J, Pressure-Retaining Welds in Piping |
124 | VII-3.4.4 Acceptance Standards for Examination Category G-1, Pressure-Retaining Bolting Greater Than 2 in. (50 mm) in Diameter VII-3.4.5 Acceptance Standards for Examination Category K, Welded Attachments for Vessels, Piping, Pumps, and Valves |
125 | VII-3.4.6 Acceptance Standards for Examination Category G-1, Pressure-Retaining Bolting Greater Than 2 in. (50 mm) in Diameter, and Examination Category G-2, Pressure-Retaining Bolting 2 in. (50 mm) and Less in Diameter VII-3.4.7 Acceptance Standards for Examination Categories L-2 and M-2, Rotating Equipment Casings and Valve Bodies |
126 | VII-3.4.8 Acceptance Standards for Examination Category N-1, Interior of Reactor Vessel; Examination Category N-2, Welded Core Support Structures and Interior Attachments to Reactor Vessels; and Examination Category N-3, Removable Core Support Structures VII-3.4.9 Acceptance Standards for Examination Category P, All Pressure-Retaining Components VII-3.4.10 Acceptance Standards for Examination Category O, Pressure-Retaining Welds in Control Rod Drive and Instrument Nozzle Housings |
127 | VII-3.4.11 Acceptance Standards for Examination Category F-A, Component Supports VII-3.5 Analytical Evaluation of Planar Flaws |
128 | VII-3.5.1 Acceptance Criteria for Ferritic Steel Components 4 in. (100 mm) and Greater in Thickness |
129 | VII-3.5.2 Acceptance Criteria for Ferritic Components Less Than 4 in. (100 mm) in Thickness VII-3.5.3 Analytical Evaluation Procedures and Acceptance Criteria for Flaws in Austenitic and Ferritic Piping |
130 | VII-3.5.4 Evaluation Procedure and Acceptance Criteria for Head Penetration Nozzles of Reactor Vessels VII-3.6 Analytical Evaluation of Facility Operating Events VII-3.6.1 Scope VII-3.6.2 Unanticipated Operating Events VII-3.6.3 Fracture Toughness Criteria for Protection Against Failure VII-3.6.4 Operating Facility Fatigue Assessments |
132 | ARTICLE VII-4 SUPPLEMENT FOR MOLTEN SALT REACTOR–TYPE FACILITIES |
133 | ARTICLE VII-5 SUPPLEMENT FOR GENERATION 2 LWR–TYPE FACILITIES |
134 | ARTICLE VII-6 SUPPLEMENT FOR FUSION MACHINE–TYPE FACILITIES |
135 | NONMANDATORY APPENDIX A ALTERNATE REQUIREMENTS FOR MONITORING AND NDE ARTICLE A-1 GENERAL A-1.1 Scope A-1.2 Methods A-1.3 Responsibilities |
136 | Figure A-1.2-1 Logic Flow Diagram of the Process for Determining Acceptability of Alternative Requirements |
137 | ARTICLE A-2 PROCEDURE FOR DETERMINING ACCEPTABILITY OF ALTERNATIVE MONITORING OR NDE A-2.1 Overview A-2.2 SSC Reliability Target A-2.3 Degradation Mechanisms and Failure Modes A-2.4 Approaches — Probabilistic and Deterministic |
138 | ARTICLE A-3 STAGE I EVALUATION A-3.1 Introduction A-3.2 Input Related to Safety Evaluation A-3.3 Input Related to Structural Evaluation A-3.4 Probabilistic Approach — Reliability Evaluation A-3.4.1 Evaluation Procedure A-3.4.2 Criteria A-3.5 Deterministic Approach — Margin Assessment A-3.5.1 Evaluation Procedure A-3.5.2 Criteria |
139 | ARTICLE A-4 STAGE II EVALUATION A-4.1 Introduction A-4.2 Input Related to Safety Evaluation A-4.3 Input Related to Structural Evaluation A-4.4 Detectability A-4.5 Criteria to Establish Additional Requirements |
140 | A-4.6 Probabilistic Approach A-4.7 Deterministic Approach |
141 | ARTICLE A-5 PROCEDURE FOR STRUCTURAL RELIABILITY EVALUATION FOR PASSIVE COMPONENTS A-5.1 General Requirements A-5.1.1 Scope A-5.1.2 Referenced Standards and Specifications A-5.1.3 Application A-5.2 Reliability Evaluation A-5.2.1 General A-5.2.2 Setting of Failure Scenario Figure A-5.2.1-1 Reliability Evaluation Procedure |
142 | A-5.2.3 Modeling A-5.2.4 Failure Probability Calculation A-5.3 Setting of Failure Scenario A-5.3.1 General A-5.3.2 Setting of Limit State A-5.3.3 Selection of Failure Modes Figure A-5.3.1-1 Procedure for Setting Failure Scenarios |
143 | A-5.3.4 Setting of Failure Scenarios and Evaluation Portions A-5.3.5 Setting of Reference Period A-5.4 Modeling A-5.4.1 General A-5.4.2 Formulation of Scenario Developing Process A-5.4.3 Setting of Limit-State Function A-5.4.4 Setting of Random Variables Figure A-5.4.1-1 Modeling Procedure |
144 | A-5.5 Reliability Calculation |
145 | ARTICLE A-6 RECORDS AND REPORTS A-6.1 Retention of Records And Reports |
146 | ARTICLE A-7 REFERENCES |
147 | NONMANDATORY APPENDIX B REGULATORY ADMINISTRATIVE PROVISIONS FOR NUCLEAR REACTOR FACILITIES USING RIM PROGRAM ARTICLE B-1 GENERAL REQUIREMENTS B-1.1 Scope B-1.2 Application of Code Edition B-1.3 Application of Code Cases B-1.4 Review by Regulatory and Enforcement Authority Having Jurisdiction at the Facility Site B-1.5 Report Submittal |
148 | ARTICLE B-2 REQUIREMENTS FOR PASSIVE COMPONENTS IN THE RIM PROGRAM |
149 | ENDNOTES |